Tag Archives: Terry Lee Brodt Jr.

Garden State Securities Broker Suspended for Unauthorized Trading

May 25, 2017  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Terry Lee Brodt Jr., of Red Bank, New Jersey, a stockbroker currently registered with Garden State Securities, Inc., has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon for a period of two weeks consenting to findings that he effected trades in customer accounts […]

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