Michael Ryan Coyne (also known as Michael Coyne), of Wheaton, Illinois, a stockbroker registered with First Trust Portfolios L.P., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $125,000.00 in damages based upon allegations that Coyne collaborated with an advisor in structured…
Kyle Benjamin Baker, of Wheaton, Illinois, a stockbroker registered with First Trust Portfolios LP, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Baker failed to cooperate in a FINRA investigation. Letter of Acceptance, Waiver, and Consent No. 2020066123601 (April 8, 2024). According to the AWC, on…