0+
YEARS EXPERIENCE

$110,000,000+

RECOVERED FOR INVESTORS
0%
SUCCESSFUL CASES

1,200+

INVESTOR CLAIMS

FINRA Securities Arbitration

Investor claims against securities broker-dealers, stockbrokers,  and investment professionals.

Defective Financial Products

Alternative Investments, Structured Products, Derivative Securities, Hedge Funds, Promissory Notes, Non-Marketable REITs, BDCs and LPs.

Unsuitable Investments

Speculative or High Risk Investments, Unsuitable Investment Strategies, Low Priced Securities, Inappropriate Investment Recommendations.

Stockbroker Misconduct

Breach of Fiduciary Duty, Fraud, Theft and Misappropriation, Ponzi-Schemes,  Private Securities Transactions, Unregistered Securities.

WE RECOVER INVESTMENT LOSSES

The life of the law has not been logic; it has been experience.

— OLIVER WENDELL HOLMES, JR.

– Experience –

Trial and Litigation skills, backed by subject matter knowledge, litigation experience before FINRA, the discovery process and the Code of Arbitration Procedure.

Within the last 30 years, we have successfully represented more than 1,000 clients, including institutions, pension funds, trusts, and individuals from all walks of life, from celebrities and lottery winners to police officers, and early retirees, nationally, from almost every state in America, and internationally, from South America to the Far East.

– Aggressive Representation –

Litigation is seldom a level playing field. Results are always the product of aggressive advocacy, a dedication to the issues, hard work, impeccable preparedness, creativity, and zeal.

We work on very large cases and very small cases. What is important to us is your case.

– Reputation –

Honesty and integrity with respect to our clients, intellectual honesty, integrity and respect to the process, opposing counsel and the tribunal.

Our practice is limited to the litigation of securities related matters. That is all we do, and that it all we have ever done. We deliver the highest work product and quality legal services to our clients. Our reputation is important. We get results. That is who we are and that is what we are known for.

Russ Kory of White Plains, New York, a stockbroker formerly registered with David Lerner Associates…

Antonio Almeida (also known as Tony Almeida) of Melville, New York, a stockbroker formerly registered…

John Charles Barnes of Naples, Florida, a stockbroker formerly registered with RBC Capital Markets LLC,…

John Anthony Busco of Toms River, New Jersey, a stockbroker formerly registered with Morgan Stanley…

Miguel Angel Murillo (also known as Michael Murillo and as Miquel Angel Murillo) of New…

Everett Bryant Ellis (also known as Rett Ellis) of Gulf Breeze, Florida, a stockbroker formerly…

Doug Marshall McKelvey of Southlake, Texas, a stockbroker formerly registered with Morgan Stanley, has been…

Ray Anthony Garrido San Pedro of Miami, Florida, a stockbroker formerly registered with National Securities…

Conrad Kenneth Branson of Mill Valley, California, a stockbroker formerly registered with Merrill Lynch Pierce…

Michael Scott Desando of Red Bank, New Jersey, a stockbroker currently registered with Network 1…

Craig Eugene Friedrichsen of Topeka, Kansas, a stockbroker registered with Voya Financial Advisors Inc., is…

Bryon Edwin Martinsen of Kings Park, New York, a stockbroker currently registered with Centaurus Financial…

Jeffrey Alan Kiesnoski of Jefferson, New York, a stockbroker registered with Concorde Investment Services LLC,…

Efthimios George Petrou (also known as Tim Petrou) of Ronkonkoma, New York, a stockbroker formerly…

Norbert Michael Witt of Amherst, New York, a stockbroker formerly registered with LPL Financial LLC,…

James William Dunn Jr., of Vienna, Virginia, a stockbroker formerly registered with Ameriprise Financial Services…

Ryan Thomas Fleming of Bellevue, Washington, a stockbroker formerly registered with Hornor Townsend Kent LLC,…

Jeffrey Daniel Basford of Westport, Connecticut, a stockbroker formerly registered with David Lerner Associates Inc.,…

Andrew David Schell of Colorado Springs, Colorado, a stockbroker formerly registered with D.A. Davidson Co.,…

Patrick James Dwyer of Miami, Florida, a stockbroker registered with Merrill Lynch Pierce Fenner Smith…

Bradley Stephen Kavanagh of Baton Rouge, Louisiana, a stockbroker registered with Park Avenue Securities LLC,…

Amanda Yvonne Berry (also known as Amanda Yvonne Coleman and as Amanda Yvonne Oostrum) of…

Robert Leo Luley (also known as Rob Leo Luley Junior) of Clover, South Carolina, a…

William Montgomery Cerf (also known as Monty Cerf) of New York, New York, a stockbroker…

Ahmad Mohamed Maklouf (also known as Ed Maklouf) of New York, New York, a stockbroker…

Michael D. Dorband of Blue Springs, Montana, a stockbroker registered with Berthel Fisher Company Financial…

Justin Walt Parker of Del Mar, California, a stockbroker registered with Hilltop Securities Inc. is…

Michael Christopher Venturino of Garden City, New York, a stockbroker registered with Aegis Capital Corp.,…

Patrick Allen English of Phoenix, Arizona, a stockbroker formerly registered with Comerica Securities, has been…

Zachary Hansen (also known as Zach Hansen) of Denver, Colorado, a stockbroker registered with UBS…

On July 28, 2022, Aegis Captial Corp agreed to settle with the United States Securities…

John Dennis Lowry of New York, New York, the owner of Spartan Capital Securities LLC,…

David Gene Menashe of New York, New York, a stockbroker formerly registered with Allied Millennial…

Roy Daniel Budd of Little Falls, New Jersey, a stockbroker formerly registered with Morgan Stanley,…

Rosemary Teresa Vrablic of New York, New York, a stockbroker formerly registered with Deutsche Bank…

Adam Ray Melville of Sherman Oaks, California, a stockbroker currently registered with Hilltop Securities Inc.,…

Christopher William Porter of Yalesville, Connecticut, a stockbroker currently registered with Madison Avenue Securities LLC,…

Robin Lee Taliaferro of Solvang, California, a stockbroker formerly registered with Boustead Securities LLC, has…

Michael Joseph Sievert (also known as Mike Sievert) of Jacksonville, Florida, a stockbroker formerly registered…

Michael Burton Ohlemacher of Maumee, Ohio, a stockbroker formerly registered with WS Brokerage Services Inc.,…

Juan Guillermo Herrans Barreras of Miami, Florida, a stockbroker formerly registered with Merrill Lynch, is…

Michael J. Haffling of Orland Park, Illinois, a stockbroker formerly registered with Kalos Capital Inc.,…

Ronald Terrence Molo of Joliet, Illinois, a stockbroker formerly registered with Edward Jones, has been…

Jack Lewis Jones (also known as JJ Jones) of Houston, Texas, a stockbroker currently registered…

Stephen Gregory Whitman (also known as Steve Whitman) of Chesterfield, Montana, a stockbroker formerly registered…

Herbert Lee Weith IV of Naples, Florida, a stockbroker formerly registered with Wells Fargo Clearing…

Gerald Roger Dewes of East Amherst, New York, a stockbroker formerly registered with Cadaret Grant…

William Sideny Friedman of Boca Raton, Florida, a stockbroker formerly registered with Pinnacle Investments, is…

Franz Helmut Lambert II of New York, New York, a stockbroker formerly registered with Worden…

Timothy Charles Williams of Tucson, Arizona, a stockbroker formerly registered with Edward Jones, has been…

Client Testimonials

"First Name I Would Mention"
    

I had questions and sought a consultation regarding what I believed to have been inappropriate treatment by my brokerage firm. He took the time to give me a clear understanding of what was involved and clearly described next steps to resolve the matter. He did this in a concise, complete and friendly manner. Although in the scheme of things my matter was small. From what I have seen, if I ever had need of a securities lawyer or was asked to refer one to a friend, Nicholas would undoubtedly be the first name I would mention.

Keith (Avvo)
"Upstanding"
    

I had a problem with a dishonorable Financial Adviser! So I contacted Mr. Guiliano to see what I could do. Nick said I can't very well charge you for something you can do on your own! Then proceeded to tell me what to do. Because of the short amount of time and my untrustworthy financial adviser's not crossing tee's and dotting I's my life's savings is in the process of being transferred into 3 separate accounts. One's that will work best for me. Instead of one account that kept my money out of my reach! You will have a hard time finding a more upstanding Attorney then Mr. Guiliano!

Walter (Avvo)
"Successful in Achieving Results"
    

I was the one who contacted Nick through his website as my ex-wife had little or no knowledge of investments, and depended completely on the advice of the investment firm. Without specifics I can say that Nick (and his wife) were not only successful in achieving results in the case, but in the process were all that one could expect (and more) as shown in my overall ratings above. I would highly recommend him.

Joe S. (Avvo)
Excellent Attorney!

Nick represented my wife and I in a recent lawsuit. He was the best attorney we have ever used! Communication was great, he kept us updated regularly, he explained everything in great detail, gave us all our options, and most importantly we always felt he represented our best interest throughout the entire process. We would highly recommend Nick!

Brian F. (Avvo)

"One In A Million"
    

Nicholas is extremely knowledgeable regarding many facets of the sometimes complicated securities business. This comes from his first hand experience in the business prior to his decision to practice law. Nick is also very dedicated to staying abreast of the ever changing environment that is so prevalent in the investment world. Combine that with his drive and determination to get things done and you have one in a million!!!

Anthony S. (Avvo)
"Dependable and Accessible"
    

Philadelphia has lived up to it's reputation as having the best attorneys in the Country. I had been told I had a problem of having a Hedge Fund investment. He went to a lot of time and trouble to not take my case. What I really appreciate is his work ethic. He was very kind to me not only with the generosity of his time, but with his words of support. No civilian, like myself, wants a lawsuit but if I ever needed one, it is Mr, Guiliano who I would call upon to represent me. He is a good man.

Kathleen (Avvo)
"Absolutely Fantastic"
    

Nick represented me when a stock broker took advantage of the money I had in my portfolio. He did an unbelievable job because most people thought I did not have a leg to stand on. He really knows his field. I am really thankful that I met Nick because he did a phenomenal job. I would highly recommend him.

Theresa S.
"Successful in Winning"
    

Nicholas Guiliano was successful in winning a case against one of the firms where I had invested. I had a safe investment until a young eager stock broker took over my account and slowly kept putting my money in risky stocks, all while I was on disability. Nick was able to get me a portion of my money back within 2 months. He always was available to speak, and very courteous. I am so grateful to have found Nick. Thank you Nick!
Jill I. (Avvo)

"Ability To Think Outside The Box"
    

Nick Guiliano came highly recommended to me and I was very fortunate that he agreed to take my case. His knowledge of the law and his ability to think outside the box amazed me more and more as my case progressed. His aggressive style and total dedication to me and my case gave me the confidence that we were going to prevail and we did. He is one of the few Attorneys that does not finish his work at end of the day. He was always thinking of ways to use his expertise and knowledge on my behalf. On a personal note, he is a very down to earth guy who makes you very comfortable and at ease. He gave me the ability to sleep at night knowing that my case was in his hands. I will always recommend him without any reservations. In my book he is “the Best”

Jerry V. (Avvo)
"His Ability And Advice Paid Off"
    

We called Mr. Guiliano after reading his article in Forbes magazine. Although we though the statue of limitations might have run out on our case, we were thrilled when he took our case. Against the odds, he was able to get a settlement for us. He kept us informed and advised us on the proper course of action. We always felt confident with his ability and advice and it paid off. Highly recommend.

Cris (Avvo)
"Recommend Him Strongly"
    

I used Mr. Guiliano for a investment fraud case and he did a very good job. I got a good deal of my money back that had been lost due to risky investments I was put into by a prominent company. It was not a really big case, yet Mr. Guiliano was interested and responsive and kept on top of things for me. I would recommend him strongly.

Anne H. (Avvo)
"Superb Representation"
    

Mr. Guiliano (Nicholas) represented my mother and I in an investment case where it appeared the agent was preying on elderly people and steering them to improper investments to reap commissions. Mr Guilano did an excellent job of preparing the case and representing us. Although the case settled out of court, it was the best outcome expected for several technical reasons out of his control. He always kept us informed and provided sound recommendations. I would not hesitate to recommend Mr. Guiliano for any investment related case.

Bob W. (Avvo)
"Somebody you want on your side"
    

Personable and professional, he is the one to go to when investors are defrauded by Brokerage houses and Investment banks. Somebody you want on your side when things go wrong. He takes personal interest in every case and tries his best. Although I could not recover all my losses due to Fed/SEC action which was beyond his control, I would give Mr. Guiliano full marks on every count. He even worked with my accountants to help me write off losses due to fraud.

Ashok N. (Avvo)
"Awesome Results"
    

I would like to take this opportunity to express my sincere congratulations for your awesome results. I want to acknowledge my appreciation and respect for their splendid professionalism and knowledge you have shown in handling the laws (previous and present), for arbitration over fraud litigations.

"Best Of The Best"
    

I have employed Nick Guiliano personally and on behalf of my clients in the past. Nick is absolutely the best securities lawyer in Philly if not the country. The best of the Best!

"Finest Litigation Attorneys"
    

I have been a Corporate Counsel for over 30 years having worked with Banks and large public companies. Nick is one of the finest litigation attorneys in the country.

Anthony P. (Google Business)
"Fights for his clients like a bull dog"
    

I contacted Nicholas Guiliano for my 90 year old mother, who lives in Oregon to assist her in recovering from an unscrupulous financial manager who talked her into investing in some very high risk and speculative securities to reap high commissions. Mr Guiliano worked very hard to recover what he could for my mother. He is the best and fights for his clients like a bull dog to uphold their rights and protect their interests. I highly recommend Mr Guiliano and his firm when it comes to securities issues.

"Man Of Integrity"
    

Nick is an incredibly decent Atty. He's a man of integrity, fairness, and honesty. You could see that it's wasn't just me who noticed, it was opposing counsel, at the end of the Zoom! I'm completely impressed with Nick and will keep him in my prayers. Thanks again!

"Very Good To Work With"
    

My case was taken on a contingency basis. Even though it lasted about two years, the Guiliano law firm kept in contact with me, continued to research the case and brought it to a successful conclusion. They were very supportive of me in my first such experience and were very good to work with.

Robinhood imageRodney Stratton
The Law is hard, but it is the Law.
     Claritas est etiam processus dynamicus, qui sequitur mutationem consuetudium lectorum. Mirum est notare quam littera gothica, quam nunc putamus parum claram, anteposuerit litterarum formas humanitatis pe. Claritas est etiam processus dynamicus, qui sequitur mutationem consuetudium lectorum. Mirum est notare quam littera gothica, quam nunc putamus parum claram, anteposuerit litterarum formas humanitatis pe. Claritas est etiam processus dynamicus, qui sequitur mutationem consuetudium lectorum. Mirum est notare quam littera gothica, quam nunc putamus parum claram, anteposuerit litterarum formas humanitatis pe.
"We are so very grateful"
    

My husband and I were lucky to find Nick after losing a substantial amount of money due to poor investing from a prominent company. He made us feel at ease right away and was always accessible for questions and concerns. Nick and his team were wonderful with gathering up all the pertinent information needed for our case, constantly in contact with us, answering all of our questions, which helped to make the process a lot less stressful. We are so very grateful to have had The Guiliano Law Firm represent us and the fact that they did it on a contingency basis made it possible to follow through. If not for them, we would never have been able to pursue this, financially or emotionally.

Stacey B. (Avvo)
"Incredibly Resourceful"
    

Nick was incredibly resourceful and professional. His understanding of securities and investment fraud is unparalleled. He is indeed connected with all the powers to be , and is able to provide intellectual and cogent insights. He is tenacious in fighting for his clients, and will never relent. I was able to follow his recommendations and am glad I did.

Mark C. (Avvo)

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