Securities Arbitration Investment Fraud Lawyers

0+
YEARS EXPERIENCE

$110,000,000+

RECOVERED FOR INVESTORS
0%
SUCCESSFUL CASES

1,200+

INVESTOR CLAIMS

FINRA Securities Arbitration

Investor claims against securities broker-dealers, stockbrokers,  and investment professionals.

Defective Financial Products

Alternative Investments, Structured Products, Derivative Securities, Hedge Funds, Promissory Notes, Non-Marketable REITs, BDCs and LPs.

Unsuitable Investments

Speculative or High Risk Investments, Unsuitable Investment Strategies, Low Priced Securities, Inappropriate Investment Recommendations.

Stockbroker Misconduct

Breach of Fiduciary Duty, Fraud, Theft and Misappropriation, Ponzi-Schemes,  Private Securities Transactions, Unregistered Securities.

WE RECOVER INVESTMENT LOSSES

The life of the law has not been logic; it has been experience.

— OLIVER WENDELL HOLMES, JR.

– Experience –

Trial and Litigation skills, backed by subject matter knowledge, litigation experience before FINRA, the discovery process and the Code of Arbitration Procedure.

Within the last 30 years, we have successfully represented more than 1,000 clients, including institutions, pension funds, trusts, and individuals from all walks of life, from celebrities and lottery winners to police officers, and early retirees, nationally, from almost every state in America, and internationally, from South America to the Far East.

– Aggressive Representation –

Litigation is seldom a level playing field. Results are always the product of aggressive advocacy, a dedication to the issues, hard work, impeccable preparedness, creativity, and zeal.

We work on very large cases and very small cases. What is important to us is your case.

– Reputation –

Honesty and integrity with respect to our clients, intellectual honesty, integrity and respect to the process, opposing counsel and the tribunal.

Our practice is limited to the litigation of securities related matters. That is all we do, and that it all we have ever done. We deliver the highest work product and quality legal services to our clients. Our reputation is important. We get results. That is who we are and that is what we are known for.

Chad Edward Allen of New York, New York, a stockbroker registered with Oppenheimer & Co….

Scot Barringer of Los Angeles, California, a stockbroker registered with Westpark Capital Inc., was the…

Christopher Warren Wright (also known as Chris Wright), of Prescott, Arizona, a stockbroker registered with…

Jesus Manuel Bravo (also known as Jesse Bravo), of Plainview, New York, a stockbroker registered…

Michael Joseph Kane III off Plano, Texas, a stockbroker registered with Hilltop Securities Inc., is…

Sean Daniel McDevitt of Chappaqua, New York, a stockbroker registered with Campfire Capital, is the…

John Eugene Egan of Boca Raton, FL, a stockbroker registered with Newbridge Securities Corporation, was…

Daniel William Sopher of Metuchen, NJ, a stockbroker registered with Kestra Investment Services LLC, is…

Jeffrey Scott Graves (also known as Jeff Graves), of Addison, TX, a stockbroker registered with…

Dexter Leroy Thomas of Dallas, TX, a stockbroker registered with National Planning Corporation, was the subject…

Peter Lewis Goffin of Boca Raton, FL, a stockbroker registered with Newbridge Securities Corporation, was…

Joseph Patrick Roop (also known as JoePat Roop), of Belmont, NC, a stockbroker registered with…

Barry Lee Garapedian of Westlake Village, CA, a stockbroker registered with Morgan Stanley, has been…

Brian Robert Roth of Morristown, NJ, a stockbroker registered with Newbridge Securities Corporation, is the…

Christine Anne Warner (also known as Christine Anne Schneider), of Monaca, PA, a stockbroker registered…

Scott Wayne Reed of Scottsdale, AZ, a stockbroker registered with Wells Fargo Clearing Services LLC,…

Shirley Ank Wong (also known as Kuan An Huang or Shirley Ankuan Huang), of Daly…

Anthony John Pitta of Melville, NY, a stockbroker registered with Capital Investment Group Inc., is…

Nick Eugene Son of New York, NY, a stockbroker registered with Aegis Capital Corp., was…

Douglas Fulton Kaiser (also known as Doug Kaiser), of Boca Raton, FL, a stockbroker registered…

Daniel Pita of Southwest Ranches, FL, a stockbroker registered with NYLife Securities LLC, has been…

Fernando Silva of Tucson, AZ, a stockbroker registered with Morgan Stanley, has been barred from…

Luke Michael Johnson of Scottsdale, AZ, a stockbroker registered with Coastal Equities Inc., was the…

Elliot Hough Sherer of Melville, NY, a stockbroker registered with Aegis Capital Corp., is the…

John Kennedy Ulwick of Fort Wayne, IN, a stockbroker registered with Lincoln Financial Advisors Corporation,…

Eugene Arthur McAdams (also known as Eugene Arthur Mc Adams), of Center Moriches, NY, a…

Christopher David Sinkula of Stuart, Florida, a stockbroker registered with Janney Montgomery Scott LLC, was…

Mei Xia Guo (also known as Gracie Guo), of Monterey Park, CA, a stockbroker registered…

Philippus Theunis Van Staden (also known as Philip Van Staden), of Atlanta, GA, a stockbroker…

Sean T. Sullivan of Melville, NY, a stockbroker registered with Aegis Capital Corp., is the…

Jeffrey Brian Forehand (also known as Jeff Forehand) of Myrtle Beach, SC, a stockbroker registered…

Matthew Stern Buchsbaum of New York, NY, a stockbroker registered with UBS Financial Services Inc.,…

Ronald Lewis Millar III of Weston, FL, a stockbroker registered with MML Investors Services LLC,…

Eric Scott Felsenfeld of Bethesda, MD, a stockbroker registered with H. Beck Inc., was the…

Travis John Wolfe of Downers Grove, IL, a stockbroker registered with Ausdal Financial Partners Inc.,…

Lee Ray Diedrich of Great Falls, MT, a stockbroker registered with Pruco Securities LLC, has…

Justin Allen Anderson, of Austin, TX, a stockbroker registered with CUSO Financial Services LP, has…

Ahmed Ghassan Gheith (also known as Andy Gheith), of New York, NY, a stockbroker registered…

Gary Lyle Pevey of Sacramento, CA, a stockbroker registered with Mutual Securities Inc., was the…

Jeffrey John Furniss of Annapolis, MD, a stockbroker registered with Lincoln Financial Advisors Corporation, is the…

Caz Craffy (also known as Carz Levinski Craffey), of Point Pleasant Beach, NJ, a stockbroker…

Michael Christopher Blumer (also known as Christopher Blumer), of Melville, NY, a stockbroker registered with…

Jake Louis Fruge of Houston, TX, a stockbroker registered with PFS Investments Inc., was the…

Matthew Gates (also known as Matt Gates), of New York, NY, a stockbroker registered with…

Thais Drummond Piotrowski (also known as Thais Drummond Moreira), of Boca Raton, FL, a stockbroker…

Albert Foronda of New York, NY, a stockbroker registered with Worden Capital Management LLC, was…

Frank Louis Avallone of New York, NY, a stockbroker registered with Newbridge Securities Corporation, is…

Regan Allen Rohl, of Fargo, ND, a stockbroker registered with Wells Fargo Advisors Financial Network…

Tim Russell Gerds (also known as Tim Gerds), of Hubertus, WI, a stockbroker registered with…

Robert D’Agosta of Cedar Rapids, IA, a stockbroker registered with Berthel Fisher Company Financial Services…

Client Testimonials

"First Name I Would Mention"
    

I had questions and sought a consultation regarding what I believed to have been inappropriate treatment by my brokerage firm. He took the time to give me a clear understanding of what was involved and clearly described next steps to resolve the matter. He did this in a concise, complete and friendly manner. Although in the scheme of things my matter was small. From what I have seen, if I ever had need of a securities lawyer or was asked to refer one to a friend, Nicholas would undoubtedly be the first name I would mention.

Keith (Avvo)
"Upstanding"
    

I had a problem with a dishonorable Financial Adviser! So I contacted Mr. Guiliano to see what I could do. Nick said I can't very well charge you for something you can do on your own! Then proceeded to tell me what to do. Because of the short amount of time and my untrustworthy financial adviser's not crossing tee's and dotting I's my life's savings is in the process of being transferred into 3 separate accounts. One's that will work best for me. Instead of one account that kept my money out of my reach! You will have a hard time finding a more upstanding Attorney then Mr. Guiliano!

Walter (Avvo)
"Successful in Achieving Results"
    

I was the one who contacted Nick through his website as my ex-wife had little or no knowledge of investments, and depended completely on the advice of the investment firm. Without specifics I can say that Nick (and his wife) were not only successful in achieving results in the case, but in the process were all that one could expect (and more) as shown in my overall ratings above. I would highly recommend him.

Joe S. (Avvo)
Excellent Attorney!

Nick represented my wife and I in a recent lawsuit. He was the best attorney we have ever used! Communication was great, he kept us updated regularly, he explained everything in great detail, gave us all our options, and most importantly we always felt he represented our best interest throughout the entire process. We would highly recommend Nick!

Brian F. (Avvo)

"One In A Million"
    

Nicholas is extremely knowledgeable regarding many facets of the sometimes complicated securities business. This comes from his first hand experience in the business prior to his decision to practice law. Nick is also very dedicated to staying abreast of the ever changing environment that is so prevalent in the investment world. Combine that with his drive and determination to get things done and you have one in a million!!!

Anthony S. (Avvo)
"Dependable and Accessible"
    

Philadelphia has lived up to it's reputation as having the best attorneys in the Country. I had been told I had a problem of having a Hedge Fund investment. He went to a lot of time and trouble to not take my case. What I really appreciate is his work ethic. He was very kind to me not only with the generosity of his time, but with his words of support. No civilian, like myself, wants a lawsuit but if I ever needed one, it is Mr, Guiliano who I would call upon to represent me. He is a good man.

Kathleen (Avvo)
"Absolutely Fantastic"
    

Nick represented me when a stock broker took advantage of the money I had in my portfolio. He did an unbelievable job because most people thought I did not have a leg to stand on. He really knows his field. I am really thankful that I met Nick because he did a phenomenal job. I would highly recommend him.

Theresa S.
"Successful in Winning"
    

Nicholas Guiliano was successful in winning a case against one of the firms where I had invested. I had a safe investment until a young eager stock broker took over my account and slowly kept putting my money in risky stocks, all while I was on disability. Nick was able to get me a portion of my money back within 2 months. He always was available to speak, and very courteous. I am so grateful to have found Nick. Thank you Nick!
Jill I. (Avvo)

"Ability To Think Outside The Box"
    

Nick Guiliano came highly recommended to me and I was very fortunate that he agreed to take my case. His knowledge of the law and his ability to think outside the box amazed me more and more as my case progressed. His aggressive style and total dedication to me and my case gave me the confidence that we were going to prevail and we did. He is one of the few Attorneys that does not finish his work at end of the day. He was always thinking of ways to use his expertise and knowledge on my behalf. On a personal note, he is a very down to earth guy who makes you very comfortable and at ease. He gave me the ability to sleep at night knowing that my case was in his hands. I will always recommend him without any reservations. In my book he is “the Best”

Jerry V. (Avvo)
"His Ability And Advice Paid Off"
    

We called Mr. Guiliano after reading his article in Forbes magazine. Although we though the statue of limitations might have run out on our case, we were thrilled when he took our case. Against the odds, he was able to get a settlement for us. He kept us informed and advised us on the proper course of action. We always felt confident with his ability and advice and it paid off. Highly recommend.

Cris (Avvo)
"Recommend Him Strongly"
    

I used Mr. Guiliano for a investment fraud case and he did a very good job. I got a good deal of my money back that had been lost due to risky investments I was put into by a prominent company. It was not a really big case, yet Mr. Guiliano was interested and responsive and kept on top of things for me. I would recommend him strongly.

Anne H. (Avvo)
"Superb Representation"
    

Mr. Guiliano (Nicholas) represented my mother and I in an investment case where it appeared the agent was preying on elderly people and steering them to improper investments to reap commissions. Mr Guilano did an excellent job of preparing the case and representing us. Although the case settled out of court, it was the best outcome expected for several technical reasons out of his control. He always kept us informed and provided sound recommendations. I would not hesitate to recommend Mr. Guiliano for any investment related case.

Bob W. (Avvo)
"Somebody you want on your side"
    

Personable and professional, he is the one to go to when investors are defrauded by Brokerage houses and Investment banks. Somebody you want on your side when things go wrong. He takes personal interest in every case and tries his best. Although I could not recover all my losses due to Fed/SEC action which was beyond his control, I would give Mr. Guiliano full marks on every count. He even worked with my accountants to help me write off losses due to fraud.

Ashok N. (Avvo)
"Awesome Results"
    

I would like to take this opportunity to express my sincere congratulations for your awesome results. I want to acknowledge my appreciation and respect for their splendid professionalism and knowledge you have shown in handling the laws (previous and present), for arbitration over fraud litigations.

"Best Of The Best"
    

I have employed Nick Guiliano personally and on behalf of my clients in the past. Nick is absolutely the best securities lawyer in Philly if not the country. The best of the Best!

"Finest Litigation Attorneys"
    

I have been a Corporate Counsel for over 30 years having worked with Banks and large public companies. Nick is one of the finest litigation attorneys in the country.

Anthony P. (Google Business)
"Fights for his clients like a bull dog"
    

I contacted Nicholas Guiliano for my 90 year old mother, who lives in Oregon to assist her in recovering from an unscrupulous financial manager who talked her into investing in some very high risk and speculative securities to reap high commissions. Mr Guiliano worked very hard to recover what he could for my mother. He is the best and fights for his clients like a bull dog to uphold their rights and protect their interests. I highly recommend Mr Guiliano and his firm when it comes to securities issues.

"Man Of Integrity"
    

Nick is an incredibly decent Atty. He's a man of integrity, fairness, and honesty. You could see that it's wasn't just me who noticed, it was opposing counsel, at the end of the Zoom! I'm completely impressed with Nick and will keep him in my prayers. Thanks again!

"Very Good To Work With"
    

My case was taken on a contingency basis. Even though it lasted about two years, the Guiliano law firm kept in contact with me, continued to research the case and brought it to a successful conclusion. They were very supportive of me in my first such experience and were very good to work with.

"We are so very grateful"
    

My husband and I were lucky to find Nick after losing a substantial amount of money due to poor investing from a prominent company. He made us feel at ease right away and was always accessible for questions and concerns. Nick and his team were wonderful with gathering up all the pertinent information needed for our case, constantly in contact with us, answering all of our questions, which helped to make the process a lot less stressful. We are so very grateful to have had The Guiliano Law Firm represent us and the fact that they did it on a contingency basis made it possible to follow through. If not for them, we would never have been able to pursue this, financially or emotionally.

Stacey B. (Avvo)
"Incredibly Resourceful"
    

Nick was incredibly resourceful and professional. His understanding of securities and investment fraud is unparalleled. He is indeed connected with all the powers to be , and is able to provide intellectual and cogent insights. He is tenacious in fighting for his clients, and will never relent. I was able to follow his recommendations and am glad I did.

Mark C. (Avvo)

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