FINRA Securities Arbitration Lawyers

Our national practice is limited to the litigation of securities arbitrations and related claims against stockbrokers, securities broker-dealers, and investment professionals for negligence, the sale of defective financial products, and other misconduct.

We offer our services on a contingent fee basis, meaning that we do not get paid, and you have no obligation to us, including for your costs, unless we make a recovery for you.

We have successfully represented more than 1,000 injured investors in securities arbitrations, both nationally and internationally, in connection with claims for fraud in connection with the sale of securities, churing, the sale of defective securities, the sale unregistered securities, negligent investment advice, suitability, breach of fiduciary duty, fraud, conversion, stockbroker theft, Ponzi schemes, the failure to supervise, and other forms of stockbroker misconduct. 

Why Hire Us?

Experience – Trial and Litigation skills, backed by subject matter knowledge, litigation experience before FINRA, the discovery process and the Code of Arbitration Procedure.

Aggressive representation-- Litigation is seldom a level playing field. Results are always the product of aggressive advocacy, a dedication to the issues, hard work, impeccable preparedness, and zeal.

Reputation– Honesty and integrity with respect to our clients, and honesty and integrity with respect to the process, opposing counsel and the tribunal. Preparation and intellectual honesty, a reputation earned from experience and aggressive representation.

If you believe you have been damaged as a result of wrongful conduct by your stockbroker or brokerage firm, today for a free, no obligation consultation.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at