Tag Archives: Mutual Securities Inc.

Mutual Securities Sued By Investors For Negligence

September 14, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Inverse/Leveraged ETF Funds, Securities Arbitration Claims   |   Comments Off on Mutual Securities Sued By Investors For Negligence

Jacob Ray Kagele of Tucson Arizona a stockbroker formerly employed by Mutual Securities Inc. is the subject of a customer initiated investment related arbitration claim where the customer was awarded $35,631.76 in compensatory damages supported by Kagele being found liable on the customer’s causes of action including that a contract between the customer and the […]

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Investors Sue Mutual Securities For Fraud

June 24, 2020  |   Posted by :   |   Non-traded REITs, Securities Fraud, Selling Away and Outside Activities   |   Comments Off on Investors Sue Mutual Securities For Fraud

Gary Lyle Pevey of Sacramento California a stockbroker formerly associated with Mutual Securities Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $100,001.00 in damages supported by allegations that the customer had been defrauded by making a real estate security purchase in September of 2016 during the […]

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Mutual Securities Sued For Breach Of Fiduciary Duty

Jacob Ray Kagele of Tuscon Arizona a stockbroker and investment adviser representative formerly registered with Mutual Securities Inc. is the subject of a customer initiated investment related arbitration claim which was resolved for $57,825.00 in damages based upon accusations that Kagele (1) executed exchange traded fund transactions in the customer’s account that were not suitable […]

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