Gary Lyle Pevey of Sacramento California a stockbroker formerly associated with Mutual Securities Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $100,001.00 in damages supported by allegations that the customer had been defrauded by making a real estate security purchase in September of 2016 during the […]
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Tag Archives: Gary Lyle Pevey
Investors Sue Mutual Securities For Fraud
June 24, 2020 | Posted by : Guiliano Law Group | Non-traded REITs, Securities Fraud, Selling Away and Outside Activities | Comments Off on Investors Sue Mutual Securities For Fraud
Mutual Securities Sued For Fraudulent Investments
November 24, 2019 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Promissory Notes, Securities Arbitration Claims, Securities Fraud, Selling Away and Outside Activities | 0 Comments
Gary Lyle Pevey of Sacramento California a stockbroker formerly registered with Mutual Securities Inc. is referenced in a customer initiated investment related written complaint on April 29, 2019 where the customer requested $134,009.35 in damages founded on accusations that (1) the customer had been sold speculative and fraudulent investments which led the customer to experience […]
Read More »Mutual Services Broker Caught Selling Woodbridge Notes
January 19, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Selling Away and Outside Activities | 0 Comments
Gary Lyle Pevey of Sacramento California a stockbroker formerly registered with Mutual Services Inc. has been fined $10,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm. Letter of Acceptance Waiver and Consent No. […]
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