0+
YEARS EXPERIENCE

$110,000,000+

RECOVERED FOR INVESTORS
0%
SUCCESSFUL CASES

1,200+

INVESTOR CLAIMS

FINRA Arbitration

Investor claims against securities broker-dealers, stockbrokers,  and investment professionals.

Defective Financial Products

Alternative Investments, Structured Products, Derivative Securities, Hedge Funds, Promissory Notes, Non-Marketable REITs, BDCs and LPs.

Unsuitable Investments

Speculative or High Risk Investments, Unsuitable Investment Strategies, Low Priced Securities, Inappropriate Investment Recommendations.

Stockbroker Misconduct

Breach of Fiduciary Duty, Fraud, Theft and Misappropriation, Ponzi-Schemes,  Private Securities Transactions, Unregistered Securities.

WE RECOVER INVESTMENT LOSSES

The life of the law has not been logic; it has been experience.

— OLIVER WENDELL HOLMES, JR.

– Experience –

Trial and Litigation skills, backed by subject matter knowledge, litigation experience before FINRA, the discovery process and the Code of Arbitration Procedure.

Within the last 30 years, we have successfully represented more than 1,000 clients, including institutions, pension funds, trusts, and individuals from all walks of life, from celebrities and lottery winners to police officers, and early retirees, nationally, from almost every state in America, and internationally, from South America to the Far East.

– Aggressive Representation –

Litigation is seldom a level playing field. Results are always the product of aggressive advocacy, a dedication to the issues, hard work, impeccable preparedness, creativity, and zeal.

We work on very large cases and very small cases. What is important to us is your case.

– Reputation –

Honesty and integrity with respect to our clients, intellectual honesty, integrity and respect to the process, opposing counsel and the tribunal.

Our practice is limited to the litigation of securities related matters. That is all we do, and that it all we have ever done. We deliver the highest work product and quality legal services to our clients. Our reputation is important. We get results. That is who we are and that is what we are known for.

William Franklin Richardson (also known as Frank Richardson) of Houston, Texas, a stockbroker formerly registered…

Charles Chester Kulch of Nashua, New Hampshire, a stockbroker formerly registered with Next Financial Group…

Philip Anthony Simone of Irvine, California, a stockbroker formerly registered with Equitable Advisors LLC (formerly…

Daniel James Lauletta of Cleveland, Ohio, a stockbroker formerly registered with MML Investors Services LLC,…

Berthel Fisher Company Financial Services, a securities broker-dealer headquartered in Cedar Rapids, Iowa, has been…

IBN Financial Services Inc., a securities broker-dealer headquartered in Liverpool, New York, has been censured…

Daniel Todd Levine of Greenwood Village, Colorado, a stockbroker formerly registered with Morgan Stanley, is…

Janie Garza-Clark of Scottsdale, Arizona, a stockbroker formerly registered with TCFG Wealth Management LLC, has…

Bruce Cameron Amman of Golden, Colorado, a stockbroker formerly registered with LPL Financial LLC, has…

Steven Andrew Greer of Charlotte, North Carolina, a stockbroker formerly registered with GF Investment Services…

Shawn Edward Good of Wilmington, North Carolina, a stockbroker formerly registered with Morgan Stanley, has…

Michael William Leahy of Red Bank, New Jersey, a stockbroker formerly registered with First Standard…

Doan Cong Nguyen of Vancouver, British Columbia, a stockbroker formerly registered with Raymond James (USA)…

Adam Gerard Belardino of Elmsford, New York, a stockbroker formerly registered with MML Investors Services…

Philip Marchese of New York, New York, a stockbroker formerly registered with Spartan Capital Securities…

Samuel Girgiss of New York, New York, a stockbroker formerly registered with Worden Capital Management,…

Philip Anthony Riposo of Cave Creek, Arizona, a stockbroker formerly registered with United Planners’ Financial…

Clifford Ronald Reid of New York, New York, a stockbroker currently registered with Reid Rudiger…

John Scott Winslow of Gig Harbor, Washington, a stockbroker formerly registered with Edward Jones, has…

Samuel Ray Head of Seneca, South Carolina, a stockbroker formerly registered with Voya Financial Advisors…

Jonathan Adam Stuffer (also known as Jon Stuffer) of Staten Island, New York, a stockbroker…

Christopher John Shaw (also known as Chris John Shaw), a stockbroker formerly registered with Kalos…

Ryan James Ott of Woodbridge, New Jersey, a stockbroker formerly registered with Equitable Advisors LLC,…

Chad Mackland of Council Bluff, Iowa, a stockbroker formerly registered with Lion Street Financial and…

Christopher John Passero of Hurricane, West Virginia, a stockbroker currently registered with Money Concepts Capital…

George Louis McCaffrey of Englewood, Colorado, a stockbroker formerly registered with NTB Financial Corporation (formerly…

Robert C. David of Farmington Hills, Michigan, a stockbroker formerly registered with Morgan Stanley Smith…

Jay Sailesh Sheth of New York, New York, a stockbroker currently registered with National Securities…

John Joseph Conroy of New York, New York, a stockbroker formerly registered with Andrew Garrett…

Neil David Berlant of Los Angeles, California, a stockbroker formerly registered with DA Davidson Co.,…

Richard Mark Braverman (also known as Rich Braverman) of Lancaster, Pennsylvania, a stockbroker formerly registered…

Nicholas Joseph Travascio (also known as Nicholas Joseph Tarvash and as Nick Tarvash) of Hurst,…

Marianne Oshee Smith of Avon, Connecticut, a stockbroker formerly registered with Cetera Advisors LLC, has…

Christopher Grant Conness of Fort Lauderdale, Florida, a stockbroker formerly registered with GF Investment Services…

Jeffrey Paul Weiner of New York, New York, a stockbroker formerly registered with Pruco Securities…

Cindy Lucille Porto Chiellini of Lexington, South Carolina, a stockbroker currently registered with Centaurus Financial…

John Anthony Orlando of Fort Lauderdale, Florida, a stockbroker formerly registered with Westpark Capital Inc.,…

Kevin Marshall McCallum of Birmingham, Alabama, a stockbroker formerly registered with LPL Financial LLC, is…

Michael Fasciglione of Mineola, New York, a stockbroker formerly registered with Aegis Capital Corp, is…

Jonathan Michael Turner of Hershey, Pennsylvania, a stockbroker formerly registered with Ameriprise Financial Services, has…

Michael McDermott Sr. of Mobile, Alabama, a stockbroker formerly registered with Wells Fargo Clearing Services…

Dustin Paul Shafer of Springfield, Illinois, a stockbroker formerly registered with Newbridge Securities Corporation, is…

Scott Neil Hananel of Melville, New York, a stockbroker formerly registered with Aegis Capital Corp,…

Scott Michael Rosenberg of New York, New York, a stockbroker currently registered with UBS Financial…

Francis Joseph Velten (also known as Frank Velten) of New Port Richey, Florida, a stockbroker…

Stephen Spencer Gladstone of New York, New York, a stockbroker formerly registered with Liberty Associates…

Patrick Nicholas Teutonico of Seaford, New York, a stockbroker currently registered with Network 1 Financial…

StockKings Capital LLC and Gregory Antonius Lewis (CEO) of New York, New York, have been…

James Blake Daughtry of Dothan, Alabama, a stockbroker formerly registered with Kestra Investment Services, is…

Geneos Wealth Management, a securities broker dealer headquartered in Centennial, Colorado, has been censured and…

Client Testimonials

"First Name I Would Mention"
    

I had questions and sought a consultation regarding what I believed to have been inappropriate treatment by my brokerage firm. He took the time to give me a clear understanding of what was involved and clearly described next steps to resolve the matter. He did this in a concise, complete and friendly manner. Although in the scheme of things my matter was small. From what I have seen, if I ever had need of a securities lawyer or was asked to refer one to a friend, Nicholas would undoubtedly be the first name I would mention.

Keith (Avvo)
"Upstanding"
    

I had a problem with a dishonorable Financial Adviser! So I contacted Mr. Guiliano to see what I could do. Nick said I can't very well charge you for something you can do on your own! Then proceeded to tell me what to do. Because of the short amount of time and my untrustworthy financial adviser's not crossing tee's and dotting I's my life's savings is in the process of being transferred into 3 separate accounts. One's that will work best for me. Instead of one account that kept my money out of my reach! You will have a hard time finding a more upstanding Attorney then Mr. Guiliano!

Walter (Avvo)
"Successful in Achieving Results"
    

I was the one who contacted Nick through his website as my ex-wife had little or no knowledge of investments, and depended completely on the advice of the investment firm. Without specifics I can say that Nick (and his wife) were not only successful in achieving results in the case, but in the process were all that one could expect (and more) as shown in my overall ratings above. I would highly recommend him.

Joe S. (Avvo)
Excellent Attorney!

Nick represented my wife and I in a recent lawsuit. He was the best attorney we have ever used! Communication was great, he kept us updated regularly, he explained everything in great detail, gave us all our options, and most importantly we always felt he represented our best interest throughout the entire process. We would highly recommend Nick!

Brian F. (Avvo)

"One In A Million"
    

Nicholas is extremely knowledgeable regarding many facets of the sometimes complicated securities business. This comes from his first hand experience in the business prior to his decision to practice law. Nick is also very dedicated to staying abreast of the ever changing environment that is so prevalent in the investment world. Combine that with his drive and determination to get things done and you have one in a million!!!

Anthony S. (Avvo)
"Dependable and Accessible"
    

Philadelphia has lived up to it's reputation as having the best attorneys in the Country. I had been told I had a problem of having a Hedge Fund investment. He went to a lot of time and trouble to not take my case. What I really appreciate is his work ethic. He was very kind to me not only with the generosity of his time, but with his words of support. No civilian, like myself, wants a lawsuit but if I ever needed one, it is Mr, Guiliano who I would call upon to represent me. He is a good man.

Kathleen (Avvo)
"Absolutely Fantastic"
    

Nick represented me when a stock broker took advantage of the money I had in my portfolio. He did an unbelievable job because most people thought I did not have a leg to stand on. He really knows his field. I am really thankful that I met Nick because he did a phenomenal job. I would highly recommend him.

Theresa S.
"Successful in Winning"
    

Nicholas Guiliano was successful in winning a case against one of the firms where I had invested. I had a safe investment until a young eager stock broker took over my account and slowly kept putting my money in risky stocks, all while I was on disability. Nick was able to get me a portion of my money back within 2 months. He always was available to speak, and very courteous. I am so grateful to have found Nick. Thank you Nick!
Jill I. (Avvo)

"Ability To Think Outside The Box"
    

Nick Guiliano came highly recommended to me and I was very fortunate that he agreed to take my case. His knowledge of the law and his ability to think outside the box amazed me more and more as my case progressed. His aggressive style and total dedication to me and my case gave me the confidence that we were going to prevail and we did. He is one of the few Attorneys that does not finish his work at end of the day. He was always thinking of ways to use his expertise and knowledge on my behalf. On a personal note, he is a very down to earth guy who makes you very comfortable and at ease. He gave me the ability to sleep at night knowing that my case was in his hands. I will always recommend him without any reservations. In my book he is “the Best”

Jerry V. (Avvo)
"His Ability And Advice Paid Off"
    

We called Mr. Guiliano after reading his article in Forbes magazine. Although we though the statue of limitations might have run out on our case, we were thrilled when he took our case. Against the odds, he was able to get a settlement for us. He kept us informed and advised us on the proper course of action. We always felt confident with his ability and advice and it paid off. Highly recommend.

Cris (Avvo)
"Recommend Him Strongly"
    

I used Mr. Guiliano for a investment fraud case and he did a very good job. I got a good deal of my money back that had been lost due to risky investments I was put into by a prominent company. It was not a really big case, yet Mr. Guiliano was interested and responsive and kept on top of things for me. I would recommend him strongly.

Anne H. (Avvo)
"Superb Representation"
    

Mr. Guiliano (Nicholas) represented my mother and I in an investment case where it appeared the agent was preying on elderly people and steering them to improper investments to reap commissions. Mr Guilano did an excellent job of preparing the case and representing us. Although the case settled out of court, it was the best outcome expected for several technical reasons out of his control. He always kept us informed and provided sound recommendations. I would not hesitate to recommend Mr. Guiliano for any investment related case.

Bob W. (Avvo)
"Somebody you want on your side"
    

Personable and professional, he is the one to go to when investors are defrauded by Brokerage houses and Investment banks. Somebody you want on your side when things go wrong. He takes personal interest in every case and tries his best. Although I could not recover all my losses due to Fed/SEC action which was beyond his control, I would give Mr. Guiliano full marks on every count. He even worked with my accountants to help me write off losses due to fraud.

Ashok N. (Avvo)
"Awesome Results"
    

I would like to take this opportunity to express my sincere congratulations for your awesome results. I want to acknowledge my appreciation and respect for their splendid professionalism and knowledge you have shown in handling the laws (previous and present), for arbitration over fraud litigations.

"Best Of The Best"
    

I have employed Nick Guiliano personally and on behalf of my clients in the past. Nick is absolutely the best securities lawyer in Philly if not the country. The best of the Best!

"Finest Litigation Attorneys"
    

I have been a Corporate Counsel for over 30 years having worked with Banks and large public companies. Nick is one of the finest litigation attorneys in the country.

Anthony P. (Google Business)
"Fights for his clients like a bull dog"
    

I contacted Nicholas Guiliano for my 90 year old mother, who lives in Oregon to assist her in recovering from an unscrupulous financial manager who talked her into investing in some very high risk and speculative securities to reap high commissions. Mr Guiliano worked very hard to recover what he could for my mother. He is the best and fights for his clients like a bull dog to uphold their rights and protect their interests. I highly recommend Mr Guiliano and his firm when it comes to securities issues.

"Man Of Integrity"
    

Nick is an incredibly decent Atty. He's a man of integrity, fairness, and honesty. You could see that it's wasn't just me who noticed, it was opposing counsel, at the end of the Zoom! I'm completely impressed with Nick and will keep him in my prayers. Thanks again!

"Very Good To Work With"
    

My case was taken on a contingency basis. Even though it lasted about two years, the Guiliano law firm kept in contact with me, continued to research the case and brought it to a successful conclusion. They were very supportive of me in my first such experience and were very good to work with.

Robinhood imageRodney Stratton
The Law is hard, but it is the Law.
     Claritas est etiam processus dynamicus, qui sequitur mutationem consuetudium lectorum. Mirum est notare quam littera gothica, quam nunc putamus parum claram, anteposuerit litterarum formas humanitatis pe. Claritas est etiam processus dynamicus, qui sequitur mutationem consuetudium lectorum. Mirum est notare quam littera gothica, quam nunc putamus parum claram, anteposuerit litterarum formas humanitatis pe. Claritas est etiam processus dynamicus, qui sequitur mutationem consuetudium lectorum. Mirum est notare quam littera gothica, quam nunc putamus parum claram, anteposuerit litterarum formas humanitatis pe.
"We are so very grateful"
    

My husband and I were lucky to find Nick after losing a substantial amount of money due to poor investing from a prominent company. He made us feel at ease right away and was always accessible for questions and concerns. Nick and his team were wonderful with gathering up all the pertinent information needed for our case, constantly in contact with us, answering all of our questions, which helped to make the process a lot less stressful. We are so very grateful to have had The Guiliano Law Firm represent us and the fact that they did it on a contingency basis made it possible to follow through. If not for them, we would never have been able to pursue this, financially or emotionally.

Stacey B. (Avvo)
"Incredibly Resourceful"
    

Nick was incredibly resourceful and professional. His understanding of securities and investment fraud is unparalleled. He is indeed connected with all the powers to be , and is able to provide intellectual and cogent insights. He is tenacious in fighting for his clients, and will never relent. I was able to follow his recommendations and am glad I did.

Mark C. (Avvo)

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