Tag Archives: Emerson Equity LLC

Investors Accuse Concorde Of Unsuitable Private Placements

September 16, 2021  |   Posted by :   |   Breach of Fiduciary Duty, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News, Private Placement Fraud   |   Comments Off on Investors Accuse Concorde Of Unsuitable Private Placements

Robert Scott Smith of Newberg Oregon a stockbroker formerly registered with Concorde Investment Services is the subject of a customer initiated investment related written complaint on May 10, 2021 in which the customer sought $678,500.00 in damages supported by accusations that they had been sold unsuitable private placements by Smith while he was registered with […]

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Newport Coast Securities Sued For Misrepresentation

Tony Barouti, of Los Angeles, California, a stockbroker formerly registered with Newport Coast Securities, Inc., is the subject of a customer initiated investment related written complaint on July 20, 2015, in which the customer requested $100,000.00 in damages based upon allegations that Barouti made misrepresentations to the customer in reference to direct investment products effected […]

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