Tag Archives: Richard F. DiVenuto

Morgan Stanley Stockbroker Barred For Fraud

May 05, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Richard F. DiVenuto, of New York, New York, a stockbroker with Morgan Stanley Smith Barney LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he engaged in securities fraud, outside business activities, and private securities transactions. Letter of Acceptance, Waiver and […]

Read More »