Tag Archives: Nicholas George Tsikitas

Investors Sue Aegis Capital For Structured Products and Churing

Nicholas George Tsikitas of Melville New York a stockbroker currently registered with Aegis Capital Corp. is the subject of a customer initiated investment related arbitration claim where the customer sought $450,000.00 in damages based upon accusations that (1) fiduciary obligations were breached (2) transactions were unsuitable given the customer’s investment profile (3) the customer’s portfolio […]

Read More »

Investors Sue J.D. Nicholas Associates For Churning

Nicholas George Tsikitas of Melville New York of Syosset New York a stockbroker formerly employed by J.D. Nicholas Associates Inc. is referenced in a customer initiated investment related arbitration claim in which the customer sought $425,928.00 in damages based upon allegations that in reference to the customer’s options and equities investments: (1) unauthorized transactions were […]

Read More »

JD Nicholas Named In FINRA Securities Arbitration

Nicholas George Tsikitas, a stockbroker formerly registered with J.D. Nicholas & Associates, Inc., has been named in a customer initiated investment related arbitration claim, which settled on July 20, 2016 for $181,108.00 in damages. The claim was based upon allegations that Tsikitas overconcentrated the customers’ assets, churned the customer’s accounts, negligently managed the customers’ investments, […]

Read More »