Tag Archives: Kovack Securities

Kovack Securities Sued By Customer For Fraud

Michael Corbett Milne of Ocala, Florida, a stockbroker formerly registered with Kovack Securities, is the subject of a customer initiated investment related arbitration claim, which settled for $13,000.00 in damages supported by accusations that Milne breached his fiduciary duties, negligently handled the customer’s investment account, breached his contractual duties, made misrepresentations, effected unauthorized options and […]

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Next Financial Group Named In Customer Securities Fraud Arbitration

Eduardo Guillermo Diaz, of Biloxi, Mississippi, a former stockbroker formerly ¬†registered with Next Financial Group, Inc., has been subject to a customer initiated investment related arbitration action in which the customer received $250,000.00 in damages based upon allegations that Diaz made misrepresentations to the customer concerning investments, failed to provide the customer with information concerning […]

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