Tag Archives: Integrity Brokerage Services

FINRA Files Complaint Against Integrity Brokerage Services

July 20, 2020  |   Posted by :   |   Churning, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on FINRA Files Complaint Against Integrity Brokerage Services

Integrity Brokerage Services a securities broker dealer headquartered in Indianapolis Indiana, its Chief Executive Officer Joshua Helme, stockbroker Andrea Wood and stockbroker Marc Nathan Jaffe have been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Marc Jaffe engaged in securities business at Integrity Brokerage Services while he was disqualified and that […]

Read More »