Tag Archives: Integrity Brokerage Services

FINRA Sanctions Integrity Brokerage Services

August 06, 2021  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on FINRA Sanctions Integrity Brokerage Services

Integrity Brokerage Services and its owner Joshua Helmle have been sanctioned by Financial Industry Regulatory Authority (FINRA) based upon an Extended Hearing Panel Decision containing findings that the firm and Helmle allowed a broker named Marc Jaffe to associate with the firm knowing that the broker had been sanctioned and disqualified by FINRA. Department of […]

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FINRA Files Complaint Against Integrity Brokerage Services

July 20, 2020  |   Posted by :   |   Churning, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on FINRA Files Complaint Against Integrity Brokerage Services

Integrity Brokerage Services a securities broker dealer headquartered in Indianapolis Indiana, its Chief Executive Officer Joshua Helme, stockbroker Andrea Wood and stockbroker Marc Nathan Jaffe have been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Marc Jaffe engaged in securities business at Integrity Brokerage Services while he was disqualified and that […]

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