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Customer Sues Aegis Capital Corp For Churning

November 28, 2017 | Posted by : Guiliano Law Group | Churning, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments

Frank Giacalone of Melville, New York, a stockbroker formerly registered with Aegis Capital Corp., is the subject of a customer initiated investment related arbitration claim, which settled for $27,500.00 in damages based upon allegations that Giacalone made misrepresentations to the customer, breached his contractual duties, breached his fiduciary duties, negligently handled the customer’s investment account, […]

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Customer Sues Aegis Capital Corp For Churning

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