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Merrill Lynch Broker Discharged For Unauthorized Activities

May 31, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News | 0 Comments

Daniel Evan Kaplan of New York New York a stockbroker formerly registered with Merrill Lynch Pierce Fenner Smith Inc. has been discharged on March 8, 2018 based upon accusations that Kaplan gained unauthorized access to customer investment accounts. This is not the first time that Kaplan has been terminated from a brokerage firm due to […]

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Merrill Lynch Broker Discharged For Unauthorized Activities

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