Tag Archives: Craig A. Zabala

Loofbourrow CEO Sanctioned For Failure To Supervise

July 29, 2020  |   Posted by :   |   Failure To Supervise, Selling Away and Outside Activities   |   Comments Off on Loofbourrow CEO Sanctioned For Failure To Supervise

John Wade Loofbourrow of New York New York the President and Chief Executive Officer of John W. Loofbourrow Associates (JWLA) has been fined $7,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any principal capacity based upon findings that Loofbourrow neglected to supervise outside business activities. Letter of Acceptance Waiver […]

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