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Sanctions Against Center Street Securities Broker Affirmed

July 29, 2017 | Posted by : Guiliano Law Group | Bond Fraud, Investment and Regulatory News | 0 Comments

David Joseph Escarcega, of Phoenix, Arizona, a stockbroker formerly registered with Center Street Securities, Inc., was the subject of a Financial Industry Regulatory Authority (FINRA) National Adjudicatory Council Decision which contained findings that Escarcega, inter alia, made unsuitable investment recommendations to the customers, and fraudulently misrepresented debentures that were sold to them. In the Matter […]

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Sanctions Against Center Street Securities Broker Affirmed

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