Tag Archives: Bardown Capital

FINRA Investigates Bardown Capital For Failure To Supervise

January 09, 2020  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

John Grifonetti of Old Tappan New Jersey a stockbroker formerly employed by Bayes Capital and Bardown Capital is the subject of a Financial Industry Regulatory Authority (FINRA) investigation in which FINRA recommended on October 15, 2019 for a disciplinary action to be brought against Grifonetti by Department of Enforcement alleging that Grifonetti failed to supervise […]

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