Tag Archives: Andrew W. Topka

Investors Accuse Kalos Capital Of Breach Of Fiduciary Duty

November 08, 2021  |   Posted by :   |   Alternative Investments, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Investors Accuse Kalos Capital Of Breach Of Fiduciary Duty

Andrew W. Topka of Mount Pleasant South Carolina a stockbroker formerly registered with Kalos Capital Inc. is the subject of a customer initiated investment related FINRA securities arbitration claim which was settled for $152,923.00 in damages based on accusations that the customer’s account had been overconcentrated in alternative investments by Topka when he was employed […]

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