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Matthew Singer, of Aventura, Florida, a stockbroker registered with Morgan Stanley, is the subject of a customer initiated investment related arbitration claim, which settled for $60,000.00 in damages founded on accusations that between May of 2015 to January of 2016, Singer traded options in the customer’s account without the customer’s consent and made misrepresentations to the customer concerning the investments. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-01063 (June 27, 2017).
FINRA Public Disclosure reveals that Singer has been identified in two additional customer initiated investment related disputes containing allegations of his improper conduct while employed with Morgan Stanley. Specifically, on February 29, 2016, a customer filed an investment related written complaint regarding Singer’s activities, in which the customer requested $381,929.00 in damages based upon accusations of an unsuitable options trading strategy having been executed in the customer’s account.
Then, a customer initiated investment related arbitration claim regarding Singer’s activities was resolved for $365,000.00 in damages supported by allegations that in July 2015, Singer made investment recommendations to the customer concerning options products that failed to be suitable for the customer based on the customer’s risk tolerance. FINRA Arbitration No. 15-02767 (July 19, 2016).
Singer’s registration with Morgan Stanley was terminated on March 14, 2016.
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