Lewis Nelson Lester Senior (also known as Lew Lester) of Bridgewater New Jersey a stockbroker formerly registered with Olden Lane Securities LLC has been fined $5,000.00 and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Lester had been selling away from Olden […]
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FINRA Sanctions Olden Lane Stockbroker For Selling Away
December 01, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Selling Away and Outside Activities | Comments Off on FINRA Sanctions Olden Lane Stockbroker For Selling Away