Tag Archives: Masood Husain Azad

FINRA Bars First Allied Broker For Failure To Cooperate

November 07, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Masood Husain Azad, of League City, Texas, a stockbroker formerly registered with First Allied Securities, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation into allegations of Azad selling away from the firm and engaging in unapproved […]

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