Tag Archives: Matthew Singer

FINRA Bars Morgan Stanley Broker For Hindering Investigation

Matthew Singer of Aventura Florida is a stockbroker formerly registered with Morgan Stanley who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to testify in a FINRA investigation into allegations of his unsuitable investment recommendations to customers. Letter of […]

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Customer Sues Morgan Stanley For Unauthorized Trading

December 15, 2017  |   Posted by :   |   Securities Arbitration Claims   |   0 Comments

Matthew Singer, of Aventura, Florida, a stockbroker registered with Morgan Stanley, is the subject of a customer initiated investment related arbitration claim, which settled for $60,000.00 in damages founded on accusations that between May of 2015 to January of 2016, Singer traded options in the customer’s account without the customer’s consent and made misrepresentations to […]

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