Tag Archives: Blackridge Asset Management LLC

LPL Stockbroker Sanctioned By FINRA For Selling Away

December 01, 2020  |   Posted by :   |   Securities Arbitration Claims, Selling Away and Outside Activities   |   Comments Off on LPL Stockbroker Sanctioned By FINRA For Selling Away

Norman Stanley Batansky¬†of Jupiter Florida a stockbroker formerly employed by LPL Financial LLC has been fined $7,500.00 and suspended for one month from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Batansky engaged in private securities transactions and concealed his securities-related correspondence. Letter of Acceptance Waiver and […]

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