Jack Howard Owens Jr. of Lady Lakes Florida a stockbroker formerly registered with Gradient Securities LLC is the subject of a customer initiated investment related FINRA securities arbitration claim which was resolved for $17,500.00 in damages supported by accusations that there was a breach of fiduciary duty by the stockbroker and that the customer’s annuity […]
Read More »
Tag Archives: Gradient Securities LLC
Investors File Arbitration Claim Against Gradient For Breach Of Fiduciary Duty
March 18, 2021 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Failure To Supervise, Investment and Regulatory News | Comments Off on Investors File Arbitration Claim Against Gradient For Breach Of Fiduciary Duty
Investors Bring Arbitration Claim Against Gradient For Annuity Transactions
December 01, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Variable Annuites | Comments Off on Investors Bring Arbitration Claim Against Gradient For Annuity Transactions
Glenn Patrick Lattz of Lady Lake Florida a stockbroker formerly registered with Gradient Securities LLC is the subject of a customer initiated investment related arbitration claim which was resolved for $65,000.00 in damages supported by allegations that the customer’s annuity accounts had been liquidated which resulted in undue losses and penalties. Financial Industry Regulatory Authority […]
Read More »Investor Sues Gradient Stockbroker For Bad Annuity Advice
February 03, 2020 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Variable Annuites | 0 Comments
Jack Howard Owens Jr. of Lady Lake Florida a stockbroker associated with Gradient Securities LLC has been referenced in a customer initiated investment related arbitration claim which has been resolved for $65,000.00 in damages based upon accusations that between December of 2017 and February of 2018, the customer was placed into bad variable annuities which […]
Read More »