Tag Archives: Gradient Securities LLC

Investors File Arbitration Claim Against Gradient For Breach Of Fiduciary Duty

March 18, 2021  |   Posted by :   |   Breach of Fiduciary Duty, Failure To Supervise, Investment and Regulatory News   |   Comments Off on Investors File Arbitration Claim Against Gradient For Breach Of Fiduciary Duty

Jack Howard Owens Jr. of Lady Lakes Florida a stockbroker formerly registered with Gradient Securities LLC is the subject of a customer initiated investment related FINRA securities arbitration claim which was resolved for $17,500.00 in damages supported by accusations that there was a breach of fiduciary duty by the stockbroker and that the customer’s annuity […]

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Investors Bring Arbitration Claim Against Gradient For Annuity Transactions

December 01, 2020  |   Posted by :   |   Securities Arbitration Claims, Variable Annuites   |   Comments Off on Investors Bring Arbitration Claim Against Gradient For Annuity Transactions

Glenn Patrick Lattz of Lady Lake Florida a stockbroker formerly registered with Gradient Securities LLC is the subject of a customer initiated investment related arbitration claim which was resolved for $65,000.00 in damages supported by allegations that the customer’s annuity accounts had been liquidated which resulted in undue losses and penalties. Financial Industry Regulatory Authority […]

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Investor Sues Gradient Stockbroker For Bad Annuity Advice

Jack Howard Owens Jr. of Lady Lake Florida a stockbroker associated with Gradient Securities LLC has been referenced in a customer initiated investment related arbitration claim which has been resolved for $65,000.00 in damages based upon accusations that between December of 2017 and February of 2018, the customer was placed into bad variable annuities which […]

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