Tag Archives: Questar Capital Corporation

Questar Capital Accused Of Unsuitable Recommendations

October 08, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs, Unsuitable Investment Recommendations   |   Comments Off on Questar Capital Accused Of Unsuitable Recommendations

Dawn Alison Strachan (also known as Dawn Alison Osogwin and as Dawn Allison Osogwin) of Torrance California a stockbroker formerly registered with Questar Capital Corporation is the subject of a customer initiated investment related FINRA securities arbitration claim where the customer sought $999,999.00 in damages based on accusations of Strachan’s unsuitable recommendations regarding private placements […]

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FINRA Sanctions Questar Stockbroker For Selling Away

May 15, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on FINRA Sanctions Questar Stockbroker For Selling Away

Louis Maurice Olave of Burlington Vermont a stockbroker formerly registered with Questar Capital Corporation has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he had been selling away. Letter of Acceptance Waiver and Consent No. 2020065678101 (Apr. 7, […]

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SEC Bars Jailed Questar Capital Stockbroker For $3 Million Fraud

August 27, 2020  |   Posted by :   |   Misappropriation of Funds, Securities Fraud, Selling Away and Outside Activities, Stockbroker Theft   |   Comments Off on SEC Bars Jailed Questar Capital Stockbroker For $3 Million Fraud

Kevin Donald Wanner of Bismarck North Dakota a stockbroker formerly employed by Questar Capital Corporation has been barred by Securities and Exchange Commission (SEC) from being a stockbroker or investment advisor representative or otherwise associating with a securities broker dealer or investment advisor representative according to an Order pertaining to findings of Wanner defrauding investors. […]

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Questar Sued By Investors For Unsuitable Recommendations

November 24, 2019  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Selling Away and Outside Activities, Unsuitable Investment Recommendations   |   Comments Off on Questar Sued By Investors For Unsuitable Recommendations

Jerry P. Michna of Louisville Ohio a stockbroker formerly registered with Questar Capital Corporation is referenced in a customer initiated investment related arbitration claim in which the customer sought $270,000.00 in damages supported by accusations of unsuitable energy sector stock and over-the-counter equities being sold to the customer by Michna during the period in which […]

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Questar Capital Accused Of REIT Misconduct

November 01, 2019  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Questar Capital Accused Of REIT Misconduct

Miaojun Yuan of City of Industry California a stockbroker formerly employed by Questar Capital Corporation is the subject of a customer initiated investment related complaint on July 15, 2019 where the customer sought damages estimated to exceed $5,000.00 supported by accusations that from 2014 to 2016, the customer had been placed into real estate securities […]

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Investors Sue Questar Capital Over Annuity Scheme

October 14, 2019  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Variable Annuites   |   Comments Off on Investors Sue Questar Capital Over Annuity Scheme

Elaine Marie Zito of Scottsdale Arizona a stockbroker formerly registered with Questar Capital Corporation is referenced in a customer initiated investment related arbitration claim in which the customer requested $87,397.47 in damages founded on accusations of the customer being placed into investments including fixed and variable annuities which were not appropriate for the customer during […]

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Questar Blamed Sued For Bad Investment Advice

September 28, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   Comments Off on Questar Blamed Sued For Bad Investment Advice

Jerry P. Michna of Louisville Ohio a stockbroker formerly employed by Questar Capital Corporation is the subject of a customer initiated investment related written complaint on July 23, 2018 where the customer requested $250,000.00 in damages based upon accusations that energy-sector equity purchases were executed in the customer’s account that were not suitable for the […]

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Investors Sue Cherry Hill Stockbroker For Misconduct

August 13, 2018  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on Investors Sue Cherry Hill Stockbroker For Misconduct

Andrew Jack Cohen of Cherry Hill New Jersey a stockbroker currently employed by Questar Capital Corporation is the subject of a customer initiated investment related arbitration claim in which the customer requested $500,000.00 in damages founded on allegations of (1) breach of fiduciary duty (2) violation of Pennsylvania Unfair Trade Practices and Consumer Protection Law […]

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FINRA Suspends Questar Broker For Misleading Investors

December 23, 2017  |   Posted by :   |   Forgery, Investment and Regulatory News   |   Comments Off on FINRA Suspends Questar Broker For Misleading Investors

Tommy Huy Mai, of Westminster, California, a stockbroker formerly registered with Questar Capital Corporation, has been fined $10,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he forged customer signatures on account documentation and communicated misleading information about securities […]

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Questar Capital Fires Stockbroker For Unauthorized Trading

September 22, 2017  |   Posted by :   |   Unauthorized Trading   |   Comments Off on Questar Capital Fires Stockbroker For Unauthorized Trading

Elaine Marie Zito, of Scottsdale, Arizona, a stockbroker registered with Questar Capital Corporation, has been fired on November 2, 2016, based on allegations that she violated the firm’s supervisory procedures by exercising discretion in customer accounts. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Zito has been identified in three customer initiated investment related […]

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Regulator Bars Questar Capital Broker For Selling Away

August 26, 2017  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Regulator Bars Questar Capital Broker For Selling Away

Adam K. Veron, of Lake Charles, Louisiana, a stockbroker formerly registered with Questar Capital Corporation, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in private securities transactions. Letter of Acceptance, Waiver and Consent, No. 2017053237601 (Aug. 22, 2017). According […]

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Customer Brings Claim Against Questar Capital For Misrepresentation

May 30, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Variable Annuites   |   Comments Off on Customer Brings Claim Against Questar Capital For Misrepresentation

Terry Craig Sandvold, of Saint Louis Park, Minnesota, a stockbroker currently registered with Questar Capital Corporation, has been named in a customer initiated investment related written complaint on February 12, 2016, in which the customer requested more than $5,000.00 in damages based upon allegations that Sandvold made misrepresentations to the customer concerning the step-up figures […]

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Questar Capital Corporation Broker Barred for Obstruction

September 30, 2015  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on Questar Capital Corporation Broker Barred for Obstruction

Jeffrey A. Mohlman, a registered representative with Questar Capital Corporation, was permanently barred in all capacities from associating with any Financial Industry Regulatory Authority (FINRA) member after consenting to allegations that he had failed to cooperate with FINRA’s investigation into allegations that Mohlman engaged in unapproved and undisclosed private securities transactions. Letter of Acceptance, Waiver, […]

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