Tag Archives: Kevin Donald Wanner

SEC Bars Jailed Questar Capital Stockbroker For $3 Million Fraud

August 27, 2020  |   Posted by :   |   Misappropriation of Funds, Securities Fraud, Selling Away and Outside Activities, Stockbroker Theft   |   Comments Off on SEC Bars Jailed Questar Capital Stockbroker For $3 Million Fraud

Kevin Donald Wanner of Bismarck North Dakota a stockbroker formerly employed by Questar Capital Corporation has been barred by Securities and Exchange Commission (SEC) from being a stockbroker or investment advisor representative or otherwise associating with a securities broker dealer or investment advisor representative according to an Order pertaining to findings of Wanner defrauding investors. […]

Read More »

Questar Capital Corporation Stockbroker Barred for Obstruction

Kevin Donald Wanner of Bismarck, North Dakota, a stockbroker with Questar Capital Corporation, was barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any and all capacities after he consented to findings that he failed to cooperate with a FINRA investigation. Letter of Acceptance, Waiver and Consent, No. 2015048162701 (Jan. 11, 2016). […]

Read More »