Tag Archives: Adam K. Veron

Regulator Bars Questar Capital Broker For Selling Away

August 26, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Adam K. Veron, of Lake Charles, Louisiana, a stockbroker formerly registered with Questar Capital Corporation, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in private securities transactions. Letter of Acceptance, Waiver and Consent, No. 2017053237601 (Aug. 22, 2017). According […]

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