Tag Archives: Future Income Payments LLC

FINRA Sanctions Center Street Stockbroker For Selling Away

November 30, 2020  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on FINRA Sanctions Center Street Stockbroker For Selling Away

John Albert Westbrook (also known as Al Westbrook) of McDonough Georgia a stockbroker formerly registered with Center Street Securities Inc. has been fined $5,000.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that he engaged in unauthorized private securities transactions while registered […]

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Hornor Townsend Stockbroker Sanctioned For Selling Away

July 11, 2020  |   Posted by :   |   Selling Away and Outside Activities   |   Comments Off on Hornor Townsend Stockbroker Sanctioned For Selling Away

Micah Wesley Patterson (also known as Wes Patterson) of Layton Utah a stockbroker formerly registered with Hornor Townsend Kent LLC has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Patterson engaged in an unapproved private securities transaction during the time that […]

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Farmers Stockbroker Sanctioned For Selling Away

June 23, 2020  |   Posted by :   |   Ponzi Schemes, Selling Away and Outside Activities   |   Comments Off on Farmers Stockbroker Sanctioned For Selling Away

Joe McCollum Allbright of Odessa Texas a stockbroker formerly employed by Farmers Financial Solutions has been fined $10,000.00 and suspended for nine months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that (1) Allbright was selling Future Income Payments LLC investments away from Farmers Financial Solutions and […]

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