Daniel O’Hare Neville, of Crestview Hills, Kentucky, a stockbroker formerly registered with Daniel O’Hare Neville, is the subject of a customer initiated investment related written complaint on May 5, 2017, in which the customer sought $8,000.00 in damages based upon allegations that Neville made unsuitable investment recommendations to the customer regarding mutual funds, and failed to apprise the customer about tax consequences of the customer’s individual retirement account distribution.
Neville’s registration with ProEquities, Inc. was terminated on May 26, 2016. Since July 1, 2016, Neville has been registered with Morgan Stanley.
Guiliano Law Group
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