Damian Serret of Miami Lakes Florida a stockbroker formerly employed by PFS Investments Inc. has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on accusations that Serret failed to provide information to FINRA after it was formally requested of him. Case No. 2017056033901 (July 5, 2018).
FINRA Public Disclosure reveals that Serret was suspended by FINRA on July 5, 2018. Serret has apparently been made aware that he if he seeks the termination of his suspension, he is required to provide FINRA with the requisite information by September 13, 2018. Otherwise, Serret faces an automatic bar in all capacities by September 14, 2018.
FINRA Public Disclosure confirms that on October 18, 2017, Serret was discharged by PFS Investments Inc. based upon allegations that Serret borrowed money from a customer of the firm.
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