Tag Archives: Dinosaur Financial Group LLC

FINRA Bars Dinosaur Stockbroker In Investigation

Gerald Lee Brodsky of New York New York a stockbroker formerly registered with Dinosaur Financial Group L.L.C. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Brodsky failed to cooperate with an investigation concerning his outside business activities. Letter of Acceptance, Waiver and Consent […]

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Dinosaur Financial Accused Of Unauthorized Trading

March 16, 2018  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Eric Lee Sullivan of New York New York is a stockbroker formerly registered with Dinosaur Financial Group LLC who is the subject of a customer initiated investment related written complaint which settled on March 23, 2017 for $12,500.00 in damages founded on allegations that options trades had been placed in the customer’s investment portfolio without […]

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