Alfred Sietze Vanderlaan, of Watertown, South Dakota, a stockbroker previously registered with WestPark Capital Inc., was the subject of a regulatory action initiated by Financial Industry Regulatory Authority (FINRA), who found that Vanderlaan recommended speculative, unrated corporate bonds known as GWG Holdings Class L Bonds to customers between August 2020 and February 2021, violating Regulation…
Alfred Sietze Vanderlaan (also known as Al Vanderlaan), of Watertown, South Dakota, a stockbroker registered with Westpark Capital Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested between $100,000.00 and $500,000.00 in damages based upon allegations that Vanderlaan violated state securities…