Tag Archives: Damian Serret

PFS Broker Suspended For Failure To Respond

September 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Damian Serret of Miami Lakes Florida a stockbroker formerly employed by PFS Investments Inc. has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on accusations that Serret failed to provide information to FINRA after it was formally requested of him. Case No. 2017056033901 (July 5, 2018). FINRA […]

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