Ibrahim Ethem Kurtulus, of New York, New York, a stockbroker currently registered with Windsor Street Capital, LP, has been subject to a customer initiated investment related arbitration claim on January 13, 2015, in which the customer requested $45,000.00 in damages based upon allegations that Kurtulus effected unsuitable investment transactions in the customer’s account.
FINRA Public Disclosure reveals that on April 12, 2004, Kurtulus was fined and suspended by the National Association of Securities Dealers (NASD) per a Decision and Order of Offer of Settlement containing findings that Kurtulus created brokerage accounts for customers despite customers not having been aware of such or providing Kurtulus authorization. The Order revealed that Kurtulus subsequently effected unauthorized transactions in the customers’ accounts. NASD found that Kurtulus’ conduct was violative of NASD Rule 2110.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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