Pablo Leonel Gherardi, of Miami Florida, a stockbroker registered with Wells Fargo Advisors, was terminated from employment on November 9, 2016, based upon allegations that he took part in a foreign investment transaction and failed to provide consistent information to his firm relating to the transaction.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on January 21, 2014, a customer filed an investment related written complaint involving Gherardi’s conduct, wherein the customer requested an estimated $5,000.00 in damages based upon allegations that Gherardi effected a foreign debt investment transaction in the customer’s account that was not suitable for the customer.
Since May 5, 2017, Gherardi has been associated with Jeffries LLC.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
