Tag Archives: Pablo Leonel Gherardi

Wells Fargo Advisors Fires Stockbroker For Doing Foreign Stuff

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Pablo Leonel Gherardi, of Miami Florida, a stockbroker registered with Wells Fargo Advisors, was terminated from employment on November 9, 2016, based upon allegations that he took part in a foreign investment transaction and failed to provide consistent information to his firm relating to the transaction. Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals […]

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