Vincent Maley Weir, of Houston, Texas, a stockbroker registered with Wells Fargo Clearing Services LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested compensatory damages based upon allegations that Weir made unsuitable recommendations with regard to the sale of direct investments when Weir was associated with Wells Fargo Clearing Services LLC. FINRA Arbitration No. 21-02831 (Nov. 18, 2021).
This is not the first time that Weir has been referenced in a customer initiated investment related dispute concerning Weir’s conduct in the securities industry. FINRA Public Disclosure shows that Weir is also referenced in a customer initiated investment related complaint on February 6, 2019 in which the customer requested compensatory damages based upon allegations that Weir made unsuitable transactions concerning the recommendation and sale of foreign equities when Weir was associated with Wells Fargo Advisors LLC.
Weir has been associated with Wells Fargo Clearing Services LLC in Center, Houston, TX, as a stockbroker since July 13, 2001, and as an investment advisor representative since August 15, 2001.
