Shannon Christopher Taylor of Roxboro North Carolina a stockbroker registered with BBT Securities LLC is referenced in a customer initiated investment related written complaint which was resolved for $36,308.87 in damages on October 31, 2018 based upon allegations that (1) misrepresentations had been made to the customer concerning the terms and conditions of investments and […]
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Tag Archives: BB&T Securities LLC.
BBT Securities Accused Of Mutual Fund Misconduct
August 27, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Mutual Fund Fraud, Unsuitable Investment Recommendations | 0 Comments
Customer Accuses BB&T Of Unsuitable Annuity Purchase
January 26, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Variable Annuites | 0 Comments
Matthew Aaron Turner, of Ponte Vedra Beach, Florida, a stockbroker currently employed with BB&T Securities, LLC, is the subject of a customer initiated investment related written complaint, which settled on December 27, 2017 for $14,999.00 in damages supported by allegations that Turner made unsuitable investment recommendations to the customer concerning a variable annuity, causing the […]
Read More »BB&T Stockbroker Suspended For Customer Complaint
January 10, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Variable Annuites | 0 Comments
Ashley Elmo Arnsdorff of Charleston, South Carolina, a stockbroker formerly registered with BB&T Investment Services, Inc., has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he attempted to settle a customer’s complaint away from the firm. Letter of Acceptance, Waiver […]
Read More »Customer Sues BB&T For Unauthorized Trading
Michael Andrew Coraggio, of Hasbrouck Heights, New Jersey, a stockbroker formerly registered with BB&T Securities, LLC, is the subject of a customer initiated investment related arbitration claim , which settled on June 7, 2017, wherein the customer received $24,000.00 in damages based upon allegations that Coraggio breached his fiduciary duties, made misrepresentations and omissions to […]
Read More »BB&T Securities Sued in Arbitration For Fraud
May 25, 2017 | Posted by : Guiliano Law Group | Bond Fraud, Breach of Fiduciary Duty, Investment and Regulatory News, Securities Fraud | 0 Comments
Dean Adam Myerow, of Hasbrouck Heights, New Jersey, a stockbroker formerly registered with BB&T Securities, LLC, has been identified in a customer initiated investment related arbitration claim on April 26, 2017, in which the customer requested $125,000.00 in damages based upon allegations that included violation of MSRB and FINRA rules, failure to supervise, breach of […]
Read More »Broker Dealers Censured For Failure To Provide Customers Discounts
May 05, 2016 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Unit Investment Trusts (UITs) | 0 Comments
Multiple Financial Industry Regulatory Authority (FINRA) member broker dealers, including Robert W. Baird & Co, Inc., BB&T Securities, LLC., U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc., and PNC Investments LLC, were recently censured and ordered to pay restitution to customers after consenting to findings that the firms’ overcharged customers in mutual funds purchases, and […]
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