Tag Archives: Shannon Christopher Taylor

BBT Securities Accused Of Mutual Fund Misconduct

Shannon Christopher Taylor of Roxboro North Carolina a stockbroker registered with BBT Securities LLC is referenced in a customer initiated investment related written complaint which was resolved for $36,308.87 in damages on October 31, 2018 based upon allegations that (1) misrepresentations had been made to the customer concerning the terms and conditions of investments and […]

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Fidelity Fires Broker For Unauthorized Transactions

December 15, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Shannon Christopher Taylor, of Durham, North Carolina, a stockbroker formerly registered with Fidelity Brokerage Services LLC, was fired on April 27, 2017, founded on allegations that trades failed to be executed by Taylor as required, and the firm’s departmental protocol was violated as a result of Taylor’s failure to accurately report his communications with customers […]

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