Tag Archives: Bankers Life Securities Inc.

FINRA Bars Bankers Life Stockbroker In Investigation

March 18, 2021  |   Posted by :   |   Forgery, Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on FINRA Bars Bankers Life Stockbroker In Investigation

Ryan Owen Tarjanyi of Kettering Ohio a stockbroker formerly registered with Bankers Life Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he did not provide information to FINRA during the period that he was investigated for forgery and for falsifying documents relating […]

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Professional Financial Advisors Accused Of Unauthorized Fund Purchases

November 04, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Professional Financial Advisors Accused Of Unauthorized Fund Purchases

Douglas De Wayne Peterson (also known as Doug Peterson) of North Platte Nebraska a stockbroker formerly employed by Sagepoint Financial Inc. and investment adviser representative of Professional Financial Advisors is referenced in a customer initiated investment related written complaint which was resolved for $12,895.52 on March 31, 2020 based upon accusations that the customer’s investment […]

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Bankers Life Securities Accused Of Unauthorized Trading

July 20, 2020  |   Posted by :   |   Misappropriation of Funds, Securities Fraud, Stockbroker Theft   |   Comments Off on Bankers Life Securities Accused Of Unauthorized Trading

Jefferey William Dyra of Naperville Illinois a stockbroker formerly associated with Bankers Life Securities Inc. has been referenced in a customer initiated investment related written complaint on November 21, 2019 in which the customer requested $47,000.00 in damages supported by allegations that unauthorized transactions were facilitated in the customer’s account. The complaint alleges that the […]

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Investors Accuse Bankers Life Stockbroker Of Misappropriation

Ryan Owen Tarjanyi of Kettering Ohio a stockbroker formerly employed by Bankers Life Securities Inc. has been identified in a customer initiated investment related complaint which has been resolved on September 13, 2019 for $32,500.00 in damages founded on accusations that (1) the customer’s funds were misappropriated and (2) the customer’s signature had been forged […]

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Bankers Life Stockbroker Barred In Investigation

Jefferey William Dyra of Naperville Illinois a stockbroker formerly employed by Bankers Life Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Dyra refused to cooperate with a FINRA investigation into accusations of his misappropriation of customer funds. Letter of Acceptance […]

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Bankers Securities Blamed For Buying Wrong Security

February 05, 2019  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Mohsen Babaeian of Northridge California a stockbroker currently employed by Bankers Life Securities Inc. is the subject of a customer initiated investment related written complaint on June 27, 2018 where the customer sought $12,750.00 in damages based upon allegations that (1) Babaeian placed the customer in an Allianz Variable Indexed Linked Annuity contrary to the […]

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Bankers Life Blamed For Unauthorized Annuity Purchase

Kevin Paul Lemmon of Baton Rouge Louisiana a stockbroker currently registered with Bankers Life Securities Inc. is the subject of a customer initiated investment related written complaint on July 18, 2017 where the customer sought compensatory damages supported by accusations that Lemmon effected the unauthorized purchase of a fixed annuity. Financial Industry Regulatory Authority (FINRA) […]

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Bankers Life Discharges Broker In Investigation

June 25, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Ryan Owen Tarjanyi of Kettering Ohio a stockbroker employed by Bankers Life Securities Inc. has been discharged by the firm on March 30, 2018 based upon allegations that Tarjanyi failed to be forthcoming in an investigation into his activities. FINRA Public Disclosure additionally reveals that on February 20, 2018, a customer initiated investment related complaint […]

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