Tag Archives: Douglas De Wayne Peterson

Professional Financial Advisors Accused Of Unauthorized Fund Purchases

November 04, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Professional Financial Advisors Accused Of Unauthorized Fund Purchases

Douglas De Wayne Peterson (also known as Doug Peterson) of North Platte Nebraska a stockbroker formerly employed by Sagepoint Financial Inc. and investment adviser representative of Professional Financial Advisors is referenced in a customer initiated investment related written complaint which was resolved for $12,895.52 on March 31, 2020 based upon accusations that the customer’s investment […]

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