Douglas De Wayne Peterson (also known as Doug Peterson) of North Platte Nebraska a stockbroker formerly employed by Sagepoint Financial Inc. and investment adviser representative of Professional Financial Advisors is referenced in a customer initiated investment related written complaint which was resolved for $12,895.52 on March 31, 2020 based upon accusations that the customer’s investment […]
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Professional Financial Advisors Accused Of Unauthorized Fund Purchases
November 04, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Unsuitable Investment Recommendations | Comments Off on Professional Financial Advisors Accused Of Unauthorized Fund Purchases