Tag Archives: Arvest Wealth Management

Arvest Stockbroker Barred By Regulator For Customer Loan

Joe Don Treece of Bentonville Arkansas a stockbroker formerly employed by Arvest Wealth Management has been barred from being a stockbroker in the state of Oklahoma according to an Order issued by the Oklahoma Department of Securities containing accusations that (1) Treece borrowed funds from a customer in an unethical and dishonest fashion (2) Treece […]

Read More »

Oklahoma Regulator Seeks Bar Of Arvest Stockbroker

May 31, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

William David Lancaster of Wagoner Oklahoma a stockbroker formerly registered with Arvest Wealth Management is the subject of a State of Oklahoma Department of Securities Amended Enforcement Division Recommendation seeking that Lancaster be barred for two years founded on accusations that he engaged in discretionary trading and falsified his application for agent and investment advisor […]

Read More »