Joe Don Treece of Bentonville Arkansas a stockbroker formerly employed by Arvest Wealth Management has been barred from being a stockbroker in the state of Oklahoma according to an Order issued by the Oklahoma Department of Securities containing accusations that (1) Treece borrowed funds from a customer in an unethical and dishonest fashion (2) Treece […]
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Tag Archives: Arvest Wealth Management
Arvest Stockbroker Barred By Regulator For Customer Loan
July 22, 2019 | Posted by : Guiliano Law Group | Customer Loans, Excessive Trading, Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments
Oklahoma Regulator Seeks Bar Of Arvest Stockbroker
May 31, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | 0 Comments
William David Lancaster of Wagoner Oklahoma a stockbroker formerly registered with Arvest Wealth Management is the subject of a State of Oklahoma Department of Securities Amended Enforcement Division Recommendation seeking that Lancaster be barred for two years founded on accusations that he engaged in discretionary trading and falsified his application for agent and investment advisor […]
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