Tag Archives: William David Lancaster

Edward Jones Stockbroker Barred For Unauthorized Trading

February 25, 2020  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

William David Lancaster of Wagoner Oklahoma a stockbroker formerly employed by Edward Jones has been barred by the Administrator of the Oklahoma Department of Securities from working as a stockbroker or investment adviser representative for twenty-four months founded on accusations that the stockbroker engaged in dishonest or unethical business practices when he was employed by […]

Read More »

Oklahoma Regulator Seeks Bar Of Arvest Stockbroker

May 31, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

William David Lancaster of Wagoner Oklahoma a stockbroker formerly registered with Arvest Wealth Management is the subject of a State of Oklahoma Department of Securities Amended Enforcement Division Recommendation seeking that Lancaster be barred for two years founded on accusations that he engaged in discretionary trading and falsified his application for agent and investment advisor […]

Read More »