Tag Archives: Joe Don Treece

Arvest Stockbroker Barred By Regulator For Customer Loan

Joe Don Treece of Bentonville Arkansas a stockbroker formerly employed by Arvest Wealth Management has been barred from being a stockbroker in the state of Oklahoma according to an Order issued by the Oklahoma Department of Securities containing accusations that (1) Treece borrowed funds from a customer in an unethical and dishonest fashion (2) Treece […]

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Arvest Wealth Management Stockbroker Suspended For Failure to Pay Arbitration Award

January 13, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Joe Don Treece, of Bentonville, Arkansas, has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) in any capacity based upon allegations that Treece failed to provide a response to a FINRA investigatory request, or otherwise comply with a settlement agreement or an arbitration award. Case No. 12-00453 (Dec. 1, 2016). FINRA Public […]

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