Shomir Mukherjee (also known as Shomir Singh), of Westlake Village, California, a stockbroker registered with Western International Securities Inc., is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $99,999.00 in damages based upon allegations that Mukherjee made unsuitable recommendations of corporate bonds when Mukherjee was associated with Western International Securities Inc. FINRA Arbitration No. 23-00511 (March 1, 2023).
This is not the first time that Mukherjee has been referenced in a customer initiated investment related dispute concerning Mukherjee’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Mukherjee is also referenced in a customer initiated investment related complaint filed on June 22, 2021, in which the customer requested compensation based upon allegations that Mukherjee made unsuitable recommendations of Real Estate Investment Trusts or REITs during the time that Mukherjee was associated with Western International Securities Inc. This complaint was denied by the securities broker dealer.
On June 9, 2022, a customer filed an investment related FINRA securities arbitration claim involving Mukherjee’s conduct in which the customer requested $100,000.00 to $500,000.00 in damages based upon allegations that Mukherjee engaged in unsuitable trading in corporate bonds when Mukherjee was associated with Western International Securities Inc. FINRA Arbitration No. 22-01282.
Mukherjee has been associated with Western International Securities Inc. as a stockbroker and as an investment advisor representative since February 23, 2015.
