Richard Williamson of McKinney, Texas, a stockbroker registered with Girard Securities, Inc., is the subject of a customer initiated investment related civil action brought in the District Court of Dallas Texas, in which the customer sought $1,000,000.00 in damages based upon accusations that life insurance policies had been inappropriately sold to the customer from April of 2014 to May of 2014. Case No. DC-17-09406 (Aug. 7, 2017).
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Williamson has been referenced in four additional customer initiated investment related disputes containing allegations of Williamson’s misconduct while employed with Girard Securities, Inc. Particularly, three customer initiated investment related civil actions were filed in the District Court of Dallas County, Texas, wherein customers collectively requested $1,392,150.00 in damages based upon accusations that they were induced to invest in life insurance policies based on false representations. Case Nos. DC-16-16545 (Feb. 7, 2017); DC-17-01090 (Feb. 7, 2017); DC-15-15544 (Feb. 7, 2017).
Subsequently, another customer brought a civil claim concerning Williamson’s activities, where the customer sought $1,000,000.00 in damages founded on allegations of false representation relating to life insurance policies. Case No. DC-17-09971 (Sept. 7, 2017).
Williamson’s employment with Girard Securities, Inc. was terminated as of October 13, 2014. Since October 24, 2014, he has been associated with LaSalle St. Securities, L.L.C.
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