Tag Archives: Girard Securities

Girard Securities Sued For Life Insurance Suitability

January 09, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Richard Williamson of McKinney, Texas, a stockbroker registered with Girard Securities, Inc., is the subject of a customer initiated investment related civil action brought in the District Court of Dallas Texas, in which the customer sought $1,000,000.00 in damages based upon accusations that life insurance policies had been inappropriately sold to the customer from April […]

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Girard Securities Advisor Barred for Obstructing Investigation

Kenneth E. Crosser of Ottumwa, Iowa, a former registered representative with Girard Securities, Inc., was permanently barred from association with any FINRA-registered firm in all capacities after failing to appear for on-the-record testimony in connection with FINRA’s investigation into allegations that Crosser engaged in sales of structured settlement cash flow instruments to multiple investors without […]

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