Marc Ang, of Sherman Oaks, California, a stockbroker formerly registered with Pruco Securities, LLC, has been terminated from employment on November 23, 2016, based upon allegations that Ang, inter alia, engaged in outside business activities which were not approved by Pruco Securities, utilized a business name and advertising mechanism which was not authorized, and established a private office which was not approved by his firm. Pruco Securities additionally alleged that Ang, without the firm’s authorization, utilized certain individuals to conduct business related phone calls to clients.
What Ang really did remains a secret. Certainly Pruco Securities’ ang-le is that they do not want to leave whatever he did out there for public consumption. This is the sanitized version, but what really happened we are Ang-xious to know.
Guiliano Law Group
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