Tag Archives: Marc Ang

Investors Accuse Pruco Securities Of Annuity Misconduct

September 13, 2019  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Marc Ang of Sherman Oaks California a stockbroker formerly registered with Pruco Securities LLC is referenced in a customer initiated investment related written complaint on August 20, 2018 in which the customer requested unspecified damages founded on allegations of non-disclosures by Ang as it concerned the risks and guarantees of a variable annuity that had […]

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Pruco Securities Stockbroker Terminated For Outside Business Activities

January 13, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Marc Ang, of Sherman Oaks, California, a stockbroker formerly registered with Pruco Securities, LLC, has been terminated from employment on November 23, 2016, based upon allegations that Ang, inter alia, engaged in outside business activities which were not approved by Pruco Securities, utilized a business name and advertising mechanism which was not authorized, and established […]

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