Jesse Lee Starr, of San Diego, California, a stockbroker formerly registered with Lucia Securities, LLC, has been named in a customer initiated investment related civil action on January 27, 2017, based upon allegations that Starr made misrepresentations to the customer concerning risks of a recommended investment strategy, effected unsuitable direct investment program transactions in the customer’s account, breached his fiduciary duties, negligently managed the customer’s investment portfolio, and defrauded the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on May 13, 2015, a customer filed an investment related written complaint involving Starr’s conduct, in which the customer requested $7,900.00 in damages based upon allegations that Starr made unsuitable recommendations regarding real estate securities and effected transactions in the customer’s account without consent.
Starr’s registration with Lucia Securities, LLC, was terminated on December 4, 2012. Since December 12, 2012, Starr has been registered with J.P. Morgan Securities LLC.
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