Tag Archives: Lucia Securities LLC

Investors Bring FINRA Arbitration Claims Against Lucia Securities For Misrepresentation

November 04, 2020  |   Posted by :   |   Non-traded REITs, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Bring FINRA Arbitration Claims Against Lucia Securities For Misrepresentation

Scot Samuel Fairchild (also known as Scott Samuel Fairchild) of Henderson Nevada and San Diego California a stockbroker formerly registered with Lucia Securities LLC is referenced in a customer initiated investment related arbitration claim where the customer requested $214,335.00 in damages supported by allegations that Nevada securities laws had been violated in reference to Fairchild’s […]

Read More »

Lucia Securities In Fraud Action

Jesse Lee Starr, of San Diego, California, a stockbroker formerly registered with Lucia Securities, LLC, has been named in a customer initiated investment related civil action on January 27, 2017, based upon allegations that Starr made misrepresentations to the customer concerning risks of a recommended investment strategy, effected unsuitable direct investment program transactions in the […]

Read More »